A Financial Planner has suggested new FCA rules around taping clients’ calls could undermine trust and might harm the reputation of the Financial Planning.
The FCA is asking Financial Planners, Paraplanners, advisers and other financial services professionals: What is our mission?
Two former finance firm directors whose “dishonesty and false representations” led to consumers losing about £33 million have been completely banned from working in financial services.
The FCA and PRA have been accused of having “a deep seated culture of box-ticking”.
A fund manager has lost his appeal against an FCA ban.
Changes that Sipp providers are being told to make to their illustration systems are ‘nonsensical’, a pensions firm director says.
A Financial Conduct Authority conduct risk specialist has left the regulator for a consultancy firm which helps advisers with compliance.
The FCA has fined Sonali Bank’s UK arm £3,250,600 today and banned its former money laundering reporting officer.
A finance firm has urged the financial services sector to introduce compulsory flexible working hours to attract and retain more women.
Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
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