The FCA has fined Sonali Bank’s UK arm £3,250,600 today and banned its former money laundering reporting officer.
Read more ...FCA fines bank £3.2m over anti-money laundering failings
- Wednesday, 12 October 2016
- Articles
'Compulsory flexi-time is a must to attract women into finance'
- Tuesday, 11 October 2016
- Articles
A finance firm has urged the financial services sector to introduce compulsory flexible working hours to attract and retain more women.
Read more ...Advisers tell FCA: 'Huge' fees no longer acceptable
- Friday, 07 October 2016
- Articles
Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
Read more ...Revealed: Which firms top the FCA complaints tables
- Thursday, 06 October 2016
- Articles
The FCA league tables for most complained about firms in the investments and pensions sectors have been unveiled this morning.
Read more ...FCA fines Aviva £8m over 'failings'
- Wednesday, 05 October 2016
- Articles
FCA warns over unauthorised Canary Wharf asset manager
- Monday, 03 October 2016
- Articles
Planner fears phone recordings rule may damage firm's image
- Friday, 30 September 2016
- Articles
A Financial Planning firm boss fears that new FCA rules on recording client phone calls could create “completely the wrong image” for her business.
Read more ...Ex-Blackrock portfolio manager charged with insider dealing
- Thursday, 29 September 2016
- Articles
A former investment portfolio manager at Blackrock Investment Management has been charged with insider dealing.
Read more ...FCA: Advisers will have to record phone calls
- Thursday, 29 September 2016
- Articles
Financial advisers will be required to record telephone calls in future, FCA plans released this morning showed, in a bid to quickly resolve Ombudsman complaints.
Read more ...FSCS: Negligent advice protection should be reviewed
- Wednesday, 28 September 2016
- Articles
The £50,000 limit on FSCS protection for ‘negligent advice’ should be re-examined, the head of the FSCS says.
Read more ...