The Financial Ombudsman Service has ruled in favour of a client who complained over advice to transfer the value of his protected rights into a new Sipp.
Read more ...Chartered planners acquire 1500 clients via estate planning firm
- Monday, 05 December 2016
- Articles

A Chartered Financial Planning group has bought a wealth firm specialising in estate planning with 1,500 clients.
Read more ...FCA uncovers mistakes in PII policies over FOS claims cover
- Monday, 05 December 2016
- Articles

The FCA has found a “high level of inaccuracies” in PII policies for insurance advisers, especially on the scope of cover for FOS awards.
Read more ...'Urgent action needed on self-employed saving decline'
- Monday, 05 December 2016
- Articles

A pensions expert has called for urgent action to help the self-employed as figures showed a significant decline in saving over the past decade.
Read more ...Percival to update planners on DFM due diligence
- Monday, 05 December 2016
- Articles

A new DFM due diligence update event for Financial Planners and Paraplanners will take place in London tomorrow.
Read more ...Workers save extra £1.4 billion into pensions
- Friday, 02 December 2016
- Articles

The number of people saving into workplace pensions has increased by 4.4 million since 2012, new figures showed.
Read more ...Certified Financial Planners must increase ethics CPD
- Friday, 02 December 2016
- Articles

Certified Financial Planners must undertake one hour extra of ethics CPD from April.
Read more ...Cashflow modelling expert says cashflow model NOT essential
- Friday, 02 December 2016
- Articles

A Chartered Financial Planner who built his own cashflow modelling software, which now has 4,000 users, says cashflow modelling is not essential to Financial Planning.
Read more ...Unregulated investments: FCA urged to act as extra levy looms
- Friday, 02 December 2016
- Articles

The Association of Professional Financial Advisers has called for the FCA to act swiftly to strengthen rules on unregulated investments.
Read more ...Dementia client among vulnerable sold 'alternative investments'
- Friday, 02 December 2016
- Articles

A firm selling ‘alternative investment’ products, including ‘fancy coloured’ diamonds, to investors including a number of vulnerable people such as a dementia sufferer, has been ordered into liquidation.
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