Articles
FCA increasingly active on sexual harassment in firms
Written by JamesThe FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.
Police probe into wealth manager 'a wake up call' say lawyers
Written by JamesA police investigation into the collapse of an asset management firm has been called a “wake-up call” by lawyers.
Chancellor promises investment profession post-Brexit prosperity
Written by JamesChancellor of the Exchequer Philip Hammond has made a pledge to investment professionals that the “ecosystem of prosperity” would be retained after Brexit.
Trade body ‘concerned’ over plans for big jump in FOS limit
Written by Kevin
PIMFA, the wealth management and financial advice trade association, has voiced concerns about plans to increase the maximum compensation the Financial Ombudsman Service can demand a financial services firm pays out to £350,000.
AFH is looking to raise £15m to fund the acquisition of more IFA firms.
More...
FCA confirms more access to FOS as compensation limit raised
Written by JamesThe FCA has today confirmed plans to extend access to the Financial Ombudsman Service to more small and medium-sized enterprises.
Chartered Financial Planner completes £3m acquisition
Written by JamesChartered Financial Planner HFMC Wealth has bought Generic Financial Management in a deal worth up to £3m.
Global Financial Planning community gathers in Bangkok
Written by JamesStarting today Financial Planners from across the globe are gathering in Bangkok, Thailand, to discuss the future of the profession.
Investment director parts company with Saunderson House
Written by JamesFinancial Planner and wealth manager Saunderson House has parted company with its investment director Chris Sexton after 14 years, Financial Planning Today can exclusively reveal.