The FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.
A police investigation into the collapse of an asset management firm has been called a “wake-up call” by lawyers.
Chancellor of the Exchequer Philip Hammond has made a pledge to investment professionals that the “ecosystem of prosperity” would be retained after Brexit.
PIMFA, the wealth management and financial advice trade association, has voiced concerns about plans to increase the maximum compensation the Financial Ombudsman Service can demand a financial services firm pays out to £350,000.
The FCA has today confirmed plans to extend access to the Financial Ombudsman Service to more small and medium-sized enterprises.
Chartered Financial Planner HFMC Wealth has bought Generic Financial Management in a deal worth up to £3m.
Starting today Financial Planners from across the globe are gathering in Bangkok, Thailand, to discuss the future of the profession.
Financial Planner and wealth manager Saunderson House has parted company with its investment director Chris Sexton after 14 years, Financial Planning Today can exclusively reveal.