The FCA’s recent Retirement Outcomes Review was a very welcome and thought-provoking paper. The report will result in a number of changes for the industry and it will be interesting to see which direction the FCA goes in its final review.
UBS AG (UBS) has been fined £27,599,400 by the FCA for failings relating to transaction reporting.
Standard Life Aberdeen has seemingly emerged victorious in a dispute with Lloyds Banking Group over an investment mandate.
Leading Financial Planning business entrepreneur and author Chris Budd talks about how he has made his staff the boss in the latest issue of Financial Planning Today magazine which is now published.
The FCA has revealed more than 600 so-called ‘ambulance chaser’, or claims management companies (CMCs), have registered with the authority.
The Serious Fraud Office, working in conjunction with the Financial Conduct Authority, has opened an investigation into individuals associated with failed £236m mini-bond firm London Capital & Finance Plc.