Articles

Wednesday, 17 October 2018 11:29

FCA increasingly active on sexual harassment in firms

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The FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.

A police investigation into the collapse of an asset management firm has been called a “wake-up call” by lawyers.

Chancellor of the Exchequer Philip Hammond has made a pledge to investment professionals that the “ecosystem of prosperity” would be retained after Brexit.

 

PIMFA, the wealth management and financial advice trade association, has voiced concerns about plans to increase the maximum compensation the Financial Ombudsman Service can demand a financial services firm pays out to £350,000. 

Tuesday, 16 October 2018 12:11

AFH seeks to raise £15m to fund further IFA buys

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AFH is looking to raise £15m to fund the acquisition of more IFA firms.

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