The financial services profession’s confidence in the UK’s economic prospects has fallen to its lowest level since 2012, according to the latest survey by the Chartered Institute for Securities & Investment (CISI).
Read more ...Profession's confidence slumps to lowest level for six years
- Wednesday, 06 February 2019
- Articles

Director gets 2 year sentence for running illegal £600,000 UCIS
- Tuesday, 05 February 2019
- Articles

Manraj Virdee, the director of a firm running an illegal unauthorised investment scheme (UCIS), has been given a two year suspended prison sentence following a case brought by the FCA.
Read more ...18 DFMs sign up to use new due diligence hub
- Tuesday, 05 February 2019
- Articles

DD|hub, a new free-to-use service to help financial advisers with DFM due diligence, has launched today.
Read more ...FCA fines ex-Newton fund manager £32,000
- Tuesday, 05 February 2019
- Articles

The Financial Conduct Authority has fined Paul Stephany, a former fund manager at Newton Investment Management, £32,200 for his conduct in relation to an Initial Public Offering.
Read more ...Mattioli Woods cuts 18 jobs in ‘efficiency’ drive
- Tuesday, 05 February 2019
- Articles

Wealth manager and SIPP firm Mattioli Woods has made 18 staff redundant from a workforce of 622 as it pushes through “operational efficiencies” following a period of rapid expansion and acquisition.
Read more ...Xafinity reports SIPP/SSAS property transactions soar to £86m
- Monday, 04 February 2019
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Xafinity SIPP and SSAS Services, part of the XPS Pensions Group, has reported an increased level of activity in commercial property transactions in 2018.
Read more ...Financial Planning firm slips into liquidation
- Monday, 04 February 2019
- Articles

Quilter re-platforming hits ‘important milestone’
- Monday, 04 February 2019
- Articles

Quilter has revealed it has soft-launched its UK Platform Transformation Programme.
Read more ...FCA publishes new asset management rules
- Monday, 04 February 2019
- Articles

The FCA has published new rules and guidance aimed at improving the quality of the information available to consumers about the funds they invest in.
Read more ...Wealth manager appoints new CEO and board member
- Monday, 04 February 2019
- Articles

A Yorkshire-based wealth management firm Leodis Wealth has appointed a new chief executive and promoted a new member to its board of directors.
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