FCA

FSCS opens investigation into failed Financial Planner firm

A wealth manager and Financial Planner firm, Facet Investment Management Limited, has gone into administration.
Exclusive: Consumer Duty 'reducing' access to advice

Nearly three in 10 Financial Planners (28%) surveyed in an exclusive poll for Financial Planning Today say they have cut the number of clients they serve as a result of the Consumer Duty.
FCA spotlight on smaller firms at CDA event

The FCA’s head of supervision Nick Hulme will lead a Consumer Duty Alliance event this autumn aimed at highlighting the problems faced by smaller advice firms.
Manchester CMC firm loses authorisation

The FCA has cancelled the Part 4A permissions of Manchester-based claims management company Domum Ltd (FRN 831104) after concluding that it was carrying on no regulated activity.
FCA releases ESG labels

The FCA has released the ESG labels to be used by fund managers and other authorised firms that market sustainable investment products.
Average salary at the FCA tops £71,000

The average salary at the FCA has risen by an average of 4.8% this year to £71,290, with some younger staff members receiving an 11.2% increase.
Treasury Committee calls for evidence for Financial Conduct Authority inquiry
FSA says FCA should be able to warn firms without advance notification
Regulators need to be held to account says shadow financial secretary
Hoban: FCA will have power to ban financial products
FCA to be able to publicise enforcement actions without consultation
Treasury Committee wants new objectives for Financial Conduct Authority
FCA best placed to regulate retail finance says Consumer Panel
Panel welcomes transfer of consumer credit regulation to the FCA
FSA stands firm over product bans but admits decisions could be 'unpopular'
Treasury Select Committee expresses concern over Financial Conduct Authority
Consumer Panel questions consumers' role in financial decisions
FSA splits into 'twin peaks' model
First chairman of Financial Conduct Authority is appointed
Think-tank says Ombudsman should replace FCA’s role

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