Financial Planning fintech firm launches PROD MiFID II guide

Financial Planner-focussed fintech firm Clever has launched a new free PROD guide to help IFAs to design and deliver financial solutions for their clients whilst working within the regulatory framework of MiFID II.  

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FCA outlines latest ‘no-deal’ Brexit expectations

The FCA has issued an update on steps certain firms need to take in the event of the UK leaving the EU without a deal, on Prime Minister Boris Johnson’s preferred date of 31 October.

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FCA says MiFID II unbundling rules ‘working well’

The FCA has today published multi-firm review findings indicating the MiFID II research unbundling rules have improved asset managers’ accountability over costs, saving millions for investors.

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PIMFA fears over MiFID II costs and charges

Trade association PIMFA, which represents 1,000 investment managers and financial advisers, has expressed concern over what it called the “complexity” of MiFID II costs and charges.

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