The Financial Conduct Authority has published proposals today which would pave the way for a new generation of smaller corporate bond issues aimed at retail investors and wealth managers.
Read more ...FCA to survey all regulated firms for first time
- Friday, 31 January 2025
- Articles

For the first time the FCA is to survey all regulated firms for its annual Practitioner Panel joint survey.
Read more ...Threesixty unveils 'holistic' compliance offering
- Friday, 31 January 2025
- Articles

Compliance and adviser support firm Threesixty has launched what it calls a new 'holistic' compliance management suite for adviser firms called 'Trust.'
Read more ...St James's Place FUM soars £22bn to £190bn in 2024
- Thursday, 30 January 2025
- Articles

Wealth manager St James’s Place has reported Funds Under Management soared last year to a record £190.2bn - up £22bn (2023: £168.2bn).
Read more ...FCA restores authorisation for cancelled advice firm
- Thursday, 30 January 2025
- Articles

The FCA has this week restored the regulatory authorisation of Kent-based advice firm The Pentagon Partnership (FRN: 627747) two months after its permissions were cancelled.
Read more ...Shackleton to cut platform fees
- Thursday, 30 January 2025
- Articles

Chartered financial adviser Shackleton, formerly Skerritts, is to cut platform fees for existing and new clients on the Shackleton Hub by up to 35%.
Read more ...FCA issues six-figure transaction reports fine
- Wednesday, 29 January 2025
- Articles

The FCA has fined investment provider Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports.
Read more ...LV= launches new adviser platform service
- Wednesday, 29 January 2025
- Articles

Investment, protection and retirement specialist LV= has launched a new platform service for advisers in partnership with Embark.
Read more ...Evelyn Partners sells funds solutions business
- Wednesday, 29 January 2025
- Articles

Financial Planner and wealth manager Evelyn Partners is to sell its fund solutions business to collective investment scheme manager Thesis.
Read more ...FCA cancels permissions of Suffolk adviser
- Wednesday, 29 January 2025
- Articles

Ipswich financial advice firm CN Wealth (FRN: 618268) has had its permissions revoked by the FCA.
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