FCA bans and fines City firm CEO

The FCA has today banned and fined James Lewis, the former CEO of City of London wealth manager and investment broker Shard Capital Partners.


FCA to improve Gabriel returns system after complaint upheld

The FCA is to improve its handling of regulatory returns after the Complaints Commissioner upheld a complaint against the watchdog.


FCA modifies Pensions Dashboards rules

The FCA has published a modification to its rules that govern how firms must connect their data to the Pensions Dashboards service.


FCA says naming firms facing enforcement will 'help'

Ahead of a consultation deadline tomorrow, the FCA has responded to concerns about its proposals to make public details of enforcement investigations against regulated firms.

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