FCA fines Bank of Scotland £45m over fraud failings

The FCA has today fined Bank of Scotland (BOS) £45.5m for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of Scotland.

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FCA bans broker over ‘dishonesty’ and ‘lack of integrity’

The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.

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FCA fines Standard Chartered Bank £102.2m

The Financial Conduct Authority (FCA) has fined Standard Chartered £102,163,200 for anti-money laundering (AML) breaches in two higher risk areas of its business.

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FCA fines Goldman Sachs £34m over millions of reporting failures

Goldman Sachs International (GSI) has been fined £34,344,700 by the FCA for failing to provide accurate and timely reporting.

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