FCA fines Henderson £1.87m for client failings

The FCA has fined Henderson Investment Funds Limited £1.868m for failing to tell thousands of investors for five years that two active funds had been converted to ‘closet trackers.’

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CEO pays 'excessive remuneration' to wife to cut tax

The FCA and the Prudential Regulation Authority (PRA) have banned and fined Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively.

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FCA warns staff over 'shameful' state of London HQ

The FCA has warned staff over the “shameful” state of its new £60m Stratford HQ.

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Pension firm attacks FCA DB transfer review

Pension transfer specialist Tideway has claimed that UK workers could collectively be up to £25bn out of pocket if they are persuaded not to take advantage of final salary transfer offers by negative publicity on DB transfers.

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