The Financial Conduct Authority has appointed Quilter chief executive Paul Feeney as chair of its independent Practitioner Panel.
Read more ...Industry welcomes UK-EU deal…with reservations
- Tuesday, 29 December 2020
- Articles
The retail financial services sector has welcomed the UK-EU trade deal announced on Christmas Eve but warned that many question remain on the future of the financial services sector post-Brexit.
Read more ...TPR bans corporate trustee for ‘serious’ failings
- Tuesday, 29 December 2020
- Articles
The Pensions Regulator (TPR) has banned corporate trustee Audax Pension Trust and one of its directors, Edward Martin Kelly, from acting as pension scheme trustees after multiple governance failures.
Read more ...FCA to make 300 Brexit changes to website
- Tuesday, 29 December 2020
- Articles
The FCA has urged financial services firms to be ready for the end of the Brexit transition period on 31 December as it prepares to make 300 updates to its website.
Read more ...FCA register offline for 5 days due to Brexit changes
- Wednesday, 23 December 2020
- Articles
The FCA’s Financial Services Register will be offline for five days from 31 December to 4 January while the regulator makes Brexit-related changes.
Read more ...Trade body welcomes tax adviser regulation move
- Wednesday, 23 December 2020
- Articles
The Association of Taxation Technicians (ATT) has backed House of Lords recommendations that unregulated tax advisers be brought into regulation.
Read more ...P2P and ISA firm goes into administration
- Tuesday, 22 December 2020
- Articles
FCA fines Charles Schwab UK £8.96m
- Monday, 21 December 2020
- Articles
The Financial Conduct Authority has fined investment platform Charles Schwab UK Ltd (CSUK) £8.96m for a series of safeguarding and compliance failures.
Read more ...FCA to end SMCR Covid flexibility
- Friday, 18 December 2020
- Articles
The FCA is to end the Covid-19 flexibility it has allowed this year on implementing the new Senior Managers and Certification Regime (SMCR).
Read more ...FCA orders firm to pay £203k to Connaught investors
- Friday, 18 December 2020
- Articles
The FCA has publicly censured fund operator Blue Gate Capital Limited and ordered it to pay £203,007 in restitution to investors who lost money in the Connaught Income Fund, Series 1.
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