The FCA has launched a new consultation on the Senior Managers and Certification Regime, which proposed a number of regulatory changes.
Read more ...FCA launches consultation on senior managers and certification
- Wednesday, 23 January 2019
- Articles
FCA’s Bailey warns CEOs over ‘misleading’ financial promotions
- Thursday, 10 January 2019
- Articles
FCA chief executive Andrew Bailey has warned firms not to ‘mislead’ customers over investments.
Read more ...FCA opens ‘no-deal’ Brexit passporting permissions process
- Tuesday, 08 January 2019
- Articles
The notification window for the temporary permissions regime, in the event of a ‘no-deal’ Brexit, is now open.
Read more ...Former top UK regulator to join BoE policy committee
- Friday, 04 January 2019
- Articles
Dame Colette Bowe, a former chief executive of the UK’s top financial regulator, and Dame Jayne-Anne Gadhia, former chief executive of Virgin Money, have been appointed to the powerful Financial Policy Committee.
Read more ...‘Ambulance chasers’ must register to continue operating
- Wednesday, 02 January 2019
- Articles
Claims management companies (CMCs) - so-called ‘ambulance chasers’ - can now register for the temporary permission they need to operate when the FCA takes over regulation.
Read more ...FCA orders firm to stop marketing its ISA and Bond
- Friday, 14 December 2018
- Articles
The FCA has ordered a firm to immediately cease marketing its ISA and Bond products.
Read more ...FCA reveals new crackdown on 'phoenixing'
- Thursday, 29 November 2018
- Articles
FCA’s Bailey promises better Register amid data quality fears
- Friday, 16 November 2018
- Articles
FCA chief executive Andrew Bailey has written to MPs promising to improve the quality of data on the FCA Register amid fears over the volume of incorrect information being provided to consumers.
Read more ...FCA’s Bailey calls on EU regulators to 'engage'
- Friday, 26 October 2018
- Articles
Andrew Bailey has called on EU regulators to better engage with the FCA to reach agreement ahead of Brexit.
Read more ...Applications open for FCA regulatory sandbox
- Friday, 19 October 2018
- Articles
Applications for the latest cohort of the FCA’s regulatory sandbox are now open.
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