Articles

Friday, 08 April 2022 12:36

PFS wants more ‘proportional' FCA regulation 

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The Personal Finance Society, the biggest professional body for Financial Planners and Paraplanners, has called for more ‘proportional’ regulation by the FCA under its new strategy to avoid killing off parts of the advice sector.

Friday, 08 April 2022 12:09

FCA issues warnings on 19 suspect firms in 7 days

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The FCA has issued 19 warnings on unauthorised and clone firms in the past 7 days, a rate of nearly 3 per day.

Friday, 08 April 2022 11:24

Adviser firm with 3 trading names fails 

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The Financial Services Compensation Scheme has declared in default a company with three trading names, including two Financial Planning arms, after at least one BSPS claim.

Friday, 08 April 2022 08:51

Taskforce warns on vulnerability and sudden wealth

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The Financial Vulnerability Taskforce, the industry body campaigning for better treatment of vulnerable clients, has launched a new guide to help planners work better with clients who are vulnerable due to experiencing ‘sudden wealth.’

Friday, 08 April 2022 06:07

Time launches Planner IHT hub

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A new online inheritance tax planning hub for Financial Planners has been launched by investment provider Time Investments.

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