£15m UCIS firms to pay restitution to consumers

The High Court has consented to an order by which UCIS firms and directors will pay funds to the FCA for distribution to investors.

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Pair jailed for 3 years over £1.4m insider dealing

Two people have been jailed for a combined six years after being found guilty of five counts on insider dealing.

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FCA fines Bank of Scotland £45m over fraud failings

The FCA has today fined Bank of Scotland (BOS) £45.5m for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of Scotland.

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FCA bans broker over ‘dishonesty’ and ‘lack of integrity’

The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.

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