£15m UCIS firms to pay restitution to consumers
- Wednesday, 10 July 2019
- Articles
The High Court has consented to an order by which UCIS firms and directors will pay funds to the FCA for distribution to investors.
Read more...Pair jailed for 3 years over £1.4m insider dealing
- Friday, 28 June 2019
- Articles
Two people have been jailed for a combined six years after being found guilty of five counts on insider dealing.
Read more...FCA fines Bank of Scotland £45m over fraud failings
- Friday, 21 June 2019
- Articles
The FCA has today fined Bank of Scotland (BOS) £45.5m for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of Scotland.
Read more...FCA bans broker over ‘dishonesty’ and ‘lack of integrity’
- Wednesday, 29 May 2019
- Articles
The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.
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