John Moret: FCA must improve communication and engagement

The publication of the FCA’s Business Plan for 2019/20 set me thinking once again about the effectiveness of the regulation of retail financial services.

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CISI warns FCA over impact of FOS compensation increase

The Chartered Institute for Securities & Investment (CISI) has raised concerns with the FCA at the decision to increase the Financial Ombudsman Service’s (FOS) compensation limit from £150,000 to £350,000, as it may have “serious unintended consequences for its member SMEs”.

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FCA set to cut A13 adviser fees by 1.1%

The FCA is set to reduce its fees for advisers by 1.1% over the next year although overall costs for advisers could go up, according to its fee proposals published today.

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FCA fines Standard Chartered Bank £102.2m

The Financial Conduct Authority (FCA) has fined Standard Chartered £102,163,200 for anti-money laundering (AML) breaches in two higher risk areas of its business.

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