Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
Read more ...Revealed: Which firms top the FCA complaints tables
- Thursday, 06 October 2016
- Articles

The FCA league tables for most complained about firms in the investments and pensions sectors have been unveiled this morning.
Read more ...FCA fines Aviva £8m over 'failings'
- Wednesday, 05 October 2016
- Articles

FCA warns over unauthorised Canary Wharf asset manager
- Monday, 03 October 2016
- Articles

Planner fears phone recordings rule may damage firm's image
- Friday, 30 September 2016
- Articles

A Financial Planning firm boss fears that new FCA rules on recording client phone calls could create “completely the wrong image” for her business.
Read more ...Ex-Blackrock portfolio manager charged with insider dealing
- Thursday, 29 September 2016
- Articles

A former investment portfolio manager at Blackrock Investment Management has been charged with insider dealing.
Read more ...FCA: Advisers will have to record phone calls
- Thursday, 29 September 2016
- Articles

Financial advisers will be required to record telephone calls in future, FCA plans released this morning showed, in a bid to quickly resolve Ombudsman complaints.
Read more ...FSCS: Negligent advice protection should be reviewed
- Wednesday, 28 September 2016
- Articles

The £50,000 limit on FSCS protection for ‘negligent advice’ should be re-examined, the head of the FSCS says.
Read more ...FCA warning after firms found 'obscuring' responsibility
- Wednesday, 28 September 2016
- Articles

An FCA probe into its crackdown on senior managers’ accountability has found some firms appear to be sharing responsibility among more junior staff and “obscuring who is genuinely responsible”.
Read more ...New level 4 Financial Planning exam gets FCA green light
- Wednesday, 28 September 2016
- Articles

A new level 4 Financial Planning & Advice exam launched by the CISI has won the FCA’s approval.
Read more ...