FCA reveals new rules for P2P platforms

The FCA has revealed plans to introduce rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector.

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IFAs 'wary of advising on DB over complex FCA regulations'

New research from Aegon has shown that around 70% of advisers are wary of giving advice on defined benefits due to the complexity of FCA regulations.

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FCA bans broker over ‘dishonesty’ and ‘lack of integrity’

The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.

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FCA freezes investment firm after £1m taken from investors

The FCA has won a High Court case against a company running an unauthorised investment scheme which took £1m from investors and promised a 6% return.

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