FCA reveals new rules for P2P platforms

The FCA has revealed plans to introduce rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector.


IFAs 'wary of advising on DB over complex FCA regulations'

New research from Aegon has shown that around 70% of advisers are wary of giving advice on defined benefits due to the complexity of FCA regulations.


FCA bans broker over ‘dishonesty’ and ‘lack of integrity’

The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.


FCA freezes investment firm after £1m taken from investors

The FCA has won a High Court case against a company running an unauthorised investment scheme which took £1m from investors and promised a 6% return.

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