The High Court has approved pro rata distribution to eligible investors of money recovered by the FCA from Argento Wealth Limited (AWL), which was found to be involved in unlawful activity in connection with an Unauthorised Collective Investment Scheme (UCIS).
A company director has been jailed for eight years and one month for being responsible for and playing a key role in a Ponzi-style £9m investment fraud.
Wealth manager and Financial Planner Quilter has launched Targeted Support and it is offering it through its Quilter Invest arm.
ISAs have been one of the most successful parts of the government’s strategy to encourage saving for several decades now so, of course, it is a perfect time to destroy them (sarcasm intended).
Former Lifetime Financial Management CEO Ian Dickinson has joined the board of Financial Planner and wealth manager Tavistock as a non-executive director with immediate effect.
Regulated firms need to do more to deter sanctions breaches, says the FCA.
Manchester-based Financial Planner Depledge Strategic Wealth Management has seen a six-fold increase in enquiries from legal firms in the first four months of 2026 compared to previous years, it has reported.
Financial campaign group Progress Together has launched a new campaign focusing on addressing ‘invisible class barriers’ affecting financial services workers.
The Financial Ombudsman Service has ordered pension specialist adviser Harbour Rock Capital to compensate a former client due to ‘unsuitable’ pension transfer advice.
Over half (55%) of investors have a higher suitable risk level than their attitude to risk alone would indicate, according to a study.