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Ex-Quilter rep banned by FCA after conviction

The FCA has banned former Quilter appointed rep David Nicholas King indefinitely after he was convicted of a number of theft offences.


FCA set to partially ban unauthorised promotions

The FCA will introduce a general ban on authorised firms approving financial promotions from unauthorised firms without special permission, the Treasury announced today.


FCA bans and fines Warwickshire adviser

The Financial Conduct Authority has banned former Dickinsons Financial Management adviser Simon Varley from working in financial services and fined him £68,300 for “lacking honesty and integrity.”


FCA seeks ban on sex offender IFA 

The FCA has banned IFA Jon Frensham of Frensham Wealth Limited from performing any regulated activity after finding him ‘not a fit and proper person.’

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