Ex-Quilter rep banned by FCA after conviction
- Friday, 23 July 2021
- Articles
The FCA has banned former Quilter appointed rep David Nicholas King indefinitely after he was convicted of a number of theft offences.
Read more...FCA set to partially ban unauthorised promotions
- Tuesday, 22 June 2021
- Articles
The FCA will introduce a general ban on authorised firms approving financial promotions from unauthorised firms without special permission, the Treasury announced today.
Read more...FCA bans and fines Warwickshire adviser
- Thursday, 15 April 2021
- Articles
The Financial Conduct Authority has banned former Dickinsons Financial Management adviser Simon Varley from working in financial services and fined him £68,300 for “lacking honesty and integrity.”
Read more...FCA seeks ban on sex offender IFA
- Monday, 29 March 2021
- Articles
The FCA has banned IFA Jon Frensham of Frensham Wealth Limited from performing any regulated activity after finding him ‘not a fit and proper person.’
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