The FCA has urged victims to come forward after it was granted a confiscation order against three jailed conmen.
Financial Planners are failing to be “client-centric” and could fall foul of FCA rules, according to compliance consultant and former FCA exec Rory Percival.
The FCA has published new rules to tighten up the use of illiquid funds in some open-ended funds.
The Financial Conduct Authority has today fined The Prudential Assurance Company Limited £23.875m for failures related to non-advised sales of annuities.
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