FCA rejects application from long-standing CMC

The Financial Conduct Authority has rejected an application for authorisation from a Claims Management Company which has been in business since 2006.

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Increasing regulatory cost biggest hurdle for Planners

Increasing regulatory costs is the biggest hurdle facing Financial Planners in the next 24 months, according to our annual survey.

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FCA pushes £26.7m SIPP provider into insolvency

The Financial Conduct Authority (FCA) has ordered that Cambridgeshire SIPP provider DAC Pensions Limited be placed into insolvency after the firm accepted business from unauthorised introducers without the proper vetting required by the FCA.

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FCA wins bankruptcy order against WhatsApp trader

The FCA has obtained a bankruptcy order against an unauthorised WhatsApp-based investment adviser after he failed to pay £530,000 in compensation to his victims.

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