FCA urges £1.4m scam victims to come forward
- Friday, 04 October 2019
- Articles
The FCA has urged victims to come forward after it was granted a confiscation order against three jailed conmen.
Read more...CISI 2019: ‘Planners failing over client focus’ - Rory Percival
- Monday, 30 September 2019
- Articles
Financial Planners are failing to be “client-centric” and could fall foul of FCA rules, according to compliance consultant and former FCA exec Rory Percival.
Read more...New rules on illiquid assets held by funds
- Monday, 30 September 2019
- Articles
The FCA has published new rules to tighten up the use of illiquid funds in some open-ended funds.
Read more...FCA fines Pru £23.9m for annuity sales failures
- Monday, 30 September 2019
- Articles
The Financial Conduct Authority has today fined The Prudential Assurance Company Limited £23.875m for failures related to non-advised sales of annuities.
Read more...