FCA urges £1.4m scam victims to come forward

The FCA has urged victims to come forward after it was granted a confiscation order against three jailed conmen.

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CISI 2019: ‘Planners failing over client focus’ - Rory Percival

Financial Planners are failing to be “client-centric” and could fall foul of FCA rules, according to compliance consultant and former FCA exec Rory Percival.

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New rules on illiquid assets held by funds

The FCA has published new rules to tighten up the use of illiquid funds in some open-ended funds.

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FCA fines Pru £23.9m for annuity sales failures

The Financial Conduct Authority has today fined The Prudential Assurance Company Limited £23.875m for failures related to non-advised sales of annuities.

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