FCA bans “reckless” pension transfer adviser  

The FCA has banned financial adviser Omar Hussein and fined him £116,000 for “reckless and unsuitable” pension transfer advice.

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FCA bans IFA for tax return failings 

The FCA has banned London IFA and mortgage adviser Anthony George from performing any regulated activity after he deliberately submitted false information about his income on his tax returns to HMRC.

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FCA bans IFA after child sex offence

 

The FCA has banned financial advisory firm director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity after his conviction for a child sex offence.

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Director of unregistered pension scheme banned for 8 years

A director of a Nottingham-based call centre has been banned from running a business for 8 years due to running an unregistered pension scheme.

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