Ex-Quilter rep banned by FCA after conviction

The FCA has banned former Quilter appointed rep David Nicholas King indefinitely after he was convicted of a number of theft offences.

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FCA set to partially ban unauthorised promotions

The FCA will introduce a general ban on authorised firms approving financial promotions from unauthorised firms without special permission, the Treasury announced today.

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FCA bans and fines Warwickshire adviser

The Financial Conduct Authority has banned former Dickinsons Financial Management adviser Simon Varley from working in financial services and fined him £68,300 for “lacking honesty and integrity.”

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FCA seeks ban on sex offender IFA 

The FCA has banned IFA Jon Frensham of Frensham Wealth Limited from performing any regulated activity after finding him ‘not a fit and proper person.’

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