Firm banned from employing advisers after serious misconduct

Wednesday, 23 July 2014
Articles
Tracey McDermott, the FCA's director of enforcement and financial crime,
Financial Group has been banned from employing new advisers for four and a half months due to serious misconduct. Read more...

AIC welcomes exclusion of VCTs from FCA's UCIS ban

Tuesday, 04 June 2013
Articles
Ian Sayers of the AIC
The Association of Investment Companies has welcomed the FCA's confirmation that Venture Capital Trusts and offshore investment companies will not be subject to the UCIS ban. Read more...

FCA to ban retail promotion of UCIS and 'certain close substitutes'

Tuesday, 04 June 2013
Articles
FCA HQ in London
The Financial Conduct Authority has published final rules which will ban the promotion of Unregulated Collective Investment Schemes (UCIS). Read more...
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